Intubation after rapid sequence induction performed by non-medical personnel during space exploration missions: a simulation pilot study in a Mars analogue environment
© Komorowski and Fleming. 2015
Received: 13 July 2015
Accepted: 14 October 2015
Published: 1 November 2015
The question of the safety of anaesthetic procedures performed by non anaesthetists or even by non physicians has long been debated. We explore here this question in the hypothetical context of an exploration mission to Mars. During future interplanetary space missions, the risk of medical conditions requiring surgery and anaesthetic techniques will be significant. On Earth, anaesthesia is generally performed by well accustomed personnel. During exploration missions, onboard medical expertise might be lacking, or the crew doctor could become ill or injured. Telemedical assistance will not be available. In these conditions and as a last resort, personnel with limited medical training may have to perform lifesaving procedures, which could include anaesthesia and surgery. The objective of this pilot study was to test the ability for unassisted personnel with no medical training to perform oro-tracheal intubation after a rapid sequence induction on a simulated deconditioned astronaut in a Mars analogue environment. The experiment made use of a hybrid simulation model, in which the injured astronaut was represented by a torso manikin, whose vital signs and hemodynamic status were emulated using a patient simulator software. Only assisted by an interactive computer tool (PowerPoint® presentation), five participants with no previous medical training completed a simplified induction of general anaesthesia with intubation.
No major complication occurred during the simulated trials, namely no cardiac arrest, no hypoxia, no cardiovascular collapse and no failure to intubate. The study design was able to reproduce many of the constraints of a space exploration mission.
Unassisted personnel with minimal medical training and familiarization with the equipment may be able to perform advanced medical care in a safe and efficient manner. Further studies integrating this protocol into a complete anaesthetic and surgical scenario will provide valuable input in designing health support systems for space exploration missions.
KeywordsSpace medicine Space exploration Simulation Anaesthesia Medical training
The question of the safety of anaesthetic procedures performed by non anaesthetics physicians or even by non medical doctors has long been debated and remains a hot topic [1–6]. We explore here this challenging question in the hypothetical context of an exploration mission to Mars. During these flights, the risk of medical conditions requiring surgical and anaesthetic interventions is significant [7–9]. The exact composition of the medical team for a space exploration mission has not been decided yet, but could be limited to a single crew medical officer, who will not necessarily be a medical doctor . While on Earth, at least in high income countries, anaesthesia techniques are only performed by well accustomed and experienced personnel, during long duration space exploration missions, onboard medical expertise might be lacking, or the crew medical doctor himself could become injured or ill and require anaesthesia . Because of the tremendous distances involved, real time telemedical assistance will not be an available, and the crew will need to rely mainly on itself. In these conditions and as a last resort, personnel with limited medical training may have to perform lifesaving procedures, which could include surgery and therefore anaesthesia under extreme stress, in the most remote setting one can consider.
Simulating Mars conditions
To date, no anaesthetic technique or human surgery has been performed in space, besides local infiltration [11, 12]. Advanced surgical procedures have however been performed on animals in low Earth orbit . In 2002, a NASA working group concluded that providing safe anaesthesia during and immediately following the flight could be achievable with enough understanding of the physiological changes affecting the patient . In the absence of actual experience in space, ground research and simulation might help outline the most appropriate protocols. The medical world has adopted simulation tools and techniques for the initial and continuous training of medical doctors all over the world, and its benefits on their performance has long been demonstrated [14, 15].
Feature of an actual space exploration mission
Constraint replicated at MDRS?
Physiological alterations induced by the space environment: space motion sickness, muscular and bone loss, orthostatic hypotension upon return to gravity, loss of aerobic capacity, immunodeficiency
Partially (cardiovascular deconditioning only)
Poor expected hemodynamic tolerance to hypovolemia, general anaesthesia, mechanical ventilation
Pharmacodynamics and pharmacokinetics changes
Partially (drugs distribution affected by lower cardiac output)
Reduced wound healing
Isolation and impossible urgent evacuation
Immobilisation of patient, operator and equipment (in weightlessness)
Limited medical equipment and consumables (mass, volume, power requirement)
Limited choice and volume of IV fluids
Specific IV fluid infusion system (in weightlessness)
Altered drugs shelf-life
Risk of closed environment contamination with gas, liquids or biological substances
Lack of blood substitutes
Management of healthcare waste
Limited medical skills (especially if crew doctor injured or ill)
Fading of skills during the flight
Investigations focusing on anaesthesia delivery in space have been scarce, partly because no existing human model on Earth is able to reproduce the physiological changes occurring in response to weightlessness [18, 19]. A hybrid simulation model was used, in which the astronaut was represented by a torso manikin, whose vital signs and hemodynamic status were emulated using a patient simulator software. This model provided an opportunity to assess airway skills, while emulating the altered physiological state of the microgravity exposed patient, in order to test the hemodynamic and respiratory response to blood loss and general anaesthesia.
The objective of this research was to assess the safety of an intravenous induction and invasive airway management when performed by untrained unassisted personnel on a simulated deconditioned astronaut. The primary outcome was the occurrence of severe complications during the anaesthesia, as detected by the patient simulator software: cardiac arrest, hypoxia (defined by blood saturation <90 %), cardiovascular collapse (mean arterial pressure <65 mmHg), failure to intubate (after 5 min or 5 attempts).
The secondary outcomes consisted of measuring the time to “incision” (time between the beginning of the procedure and the successful intubation) and the apnea time (time between the occurrence of apnea, 30 s after the administration of rocuronium, and the successful intubation).
The 6 people of the MDRS crew comprised the commander, the executive officer, the journalist, the engineer, the astronomer and the Health and Safety Officer (HSO, first author, simulation facilitator, consultant level anaesthetist and intensivist by training). Apart from the HSO, no crew member had received previous medical training except for basic life support training for four of them and wilderness first responder training for one person. Informed consent from the five participants and Lens hospital (France) ethical committee approval were obtained.
The chosen scenario corresponded to a fall that occurred inside the Mars habitat complicated with an abdominal injury. During maintenance operations on the habitat ventilation system, the expedition medical doctor, a 45 year-old 70 kg male subject fell from a ladder onto a toolbox from which a sharp tool (screwdriver) was sticking out. The screwdriver penetrated his right abdominal flank, causing a severe bleeding. After one liter of blood loss, and precipitated by his impaired cardiovascular status, the patient evolved towards a hemorrhagic shock (blood pressure 57/38 mmHg, heart rate 125 bpm). A lifesaving surgical exploration of the abdomen was urgently needed, and was to be carried out by one of the non-physician crew members.
List of available equipment for the procedure
Monitoring and installation
Operating table (MDRS habitat fold-away table)
Monitoring device (simulated by the patient simulator software)
IV access and perfusion
IV line with 3-way tap
Two 500 mL crystalloid IV bags
Suction tube hand-piece and connection tubing
Aitraq® optical laryngoscope, 7.5 mm endotracheal tube with 10 mL syringe to inflate cuff
Ventilation bag with Ambu® valve and breathing filter
Guedel oral airway
Atropine, midazolam, ketamine, rocuronium and sugammadex, pre-drawn in 5 syringes
General anaesthesia protocol steps
Intravenous line (placement not simulated)
Optional: video of oro-tracheal intubation
Optional: instruction for use of 3—way IV tap
Surgery (not simulated)
Maintenance phase of anaesthesia
Reversion of muscle blockade
Postoperative care (not simulated)
Objective participants’ skill assessment
1. Performs the checklist, notes missing items
(Max. 20 points)
2. Follows checklist
3. Identifies hemorrhagic shock
4. Administers the appropriate IV fluid volume
5. Preoxygenates correctly
6. Injects the correct sequence of drugs and doses
7. Intubates correctly
8. Appropriately confirms tube placement
9. Reverses the anaesthesia in the recommended manner
10. Extubates according to instructions
1. Planning and preparing
(Max. 20 points)
3. Describes what he/she sees
4. Describes what he/she does
5. Gathering information
6. Recognizing and understanding
8. Identifies options
9. Balancing risks and selecting options
Feedback questionnaire from the participants. Each question was given −2 points for “bad”, −1 point for “mediocre”, 0 point for “average”, 1 point for “good” and 2 points for “excellent”
Feedback questionnaire to be completed by the participants
1. Quality of the briefing
2. Relevance of the scenario
3. Quality of the simulation equipment
4. Relevance of the research for space exploration
5. Was the training tool understandable?
6. Was the training tool self-sufficient?
Programming the patient simulator software
During the five simulation sessions, no severe complication of anaesthesia occurred as emulated by the simulator software: no cardiac arrest ensued, the lowest SpO2 recorded was 97 %, the lowest mean arterial pressure recorded (after initial restoration of hemodynamics) was 81.6 mmHg, no participant failed to intubate the mannequin within the imparted limits (5 min or 5 attempts).
Skills assessment (N = 5)
Median mark (±IQR)
Feedback from the participants on the simulation material (−2: “bad”, −1:“mediocre”, 0:“average”, 1:“good”; 2: “excellent”)
Quality of the briefing
Relevance of the scenario
Quality of the simulation equipment
Relevance of the research for space exploration
Was the software tool understandable?
Was the software tool self-sufficient?
The experimental setting of this study was able to replicate, in a relevant environment, many of what are considered to be major constraints to anaesthesia delivery during a space exploration mission. This is, to the best of our knowledge, the first attempt to simulate complex medical procedures for spaceflight using the combination of a physical mannequin with advanced physiological modeling.
Our results suggest that crew members with very limited medical training were able to appropriately perform the first critical steps a basic general anaesthesia, meaning that after the initial management and according to the software, the simulated patient was hemodynamically stable, anaesthetised, intubated, ventilated and would have been able to undertake a surgical procedure. The protocols were carried out safely as no severe complication occurred. The objective skills assessment confirmed that the participants were able to conduct most technical tasks appropriately. Their performance on non-technical skills, which are often more difficult to acquire, was understandably poorer . The feedback received from the participants confirmed that the scenario and simulation were engaging and of high quality and that the clarity of the software tool was good to excellent. The simplified anaesthetic procedure assessed in this study would be suitable for a very vast range of surgical scenarios, involving virtually any part of the body. Simpler and safer protocols such as conscious sedation could be proposed for superficial surgery or painful procedures (e.g. relocation of a dislocated limb).
Stating that conducting invasive medical procedures such as a rapid sequence induction and an intubation is safe without extensive medical training is a bold assumption. While several professional medical bodies do acknowledge that anaesthetic procedures can be carried out by non-anaesthetists or non-physicians, they insist that these providers must complete the appropriate training [2, 4, 6]. The situation is very different in many low-income countries throughout the world, where the shortage of medical professionals is such that anaesthetic and surgical procedures are regularly carried out by non-physician healthcare providers trained on the job, working alone and without the standard equipment and level of safety that is expected elsewhere [1, 3, 32]. In those conditions, a peri-operative mortality rate “only” two to three times higher than in high-resource settings can be seen as an achievement, which could be explained by at least two factors: the safety of ketamine-based anaesthesia (available in about three quarters of the hospitals) and the remarkable skills that the providers have managed to acquire in a very limited time [1, 3]. It makes little doubt that astronauts would possess the right skillset to carry such procedures, given that they receive the appropriate training during the preparatory phase of the mission.
Nevertheless, no analogue is capable of completely reproducing the unique conditions and challenges of a space exploration mission and this pilot study is indeed limited by a number of factors.
Several aspects of the study design could be discussed. First, the sample size, with just five participants, was particularly small, but this study represents a proof-of-concept experiment performed by a single crew at MDRS. The examined procedure is an oversimplification of the reality as it makes no doubt that the anaesthetic management of a bleeding unstable patient does not confine to the induction and the placement of an endotracheal tube. Several important tasks were simplified or bypassed, such as the haemodynamic management, the administration of blood products, the maintenance of anaesthesia for a prolonged period of time, surgery itself or post-operative care. Again, this was a pilot study focusing on intravenous induction and airway management. Of note, alterations in baroreflex and adrenergic receptors sensibility may complicate even further the management of an unstable astronaut [18, 33]. Agnew recommends to limit the use of adrenergic antagonists and possibly to increase the dose of alpha-adrenergic agonists .
The chosen scenario of an emergency laparotomy may appear far-streched. The ability to perform a laparotomy in space has however been identified as a core medical skill for low Earth orbit , and abdominal trauma represents a condition of high concern for interplanetary space missions . While basic surgical skills can be acquired promptly , an emergency laparotomy performed by a non-physician in space cannot be considered straightforward. Damage control laparotomy in the context of a space mission has however been described by as “technically simple” and potentially “appropriate for telementoring”, which could include the use of pre-recorded video material . It has anecdotally been performed by non-physicians . We suggest that the surgical training for non-medical crew members could follow the same model as these anaesthetic techniques, combining reduced hands-on familiarization pre-flight with simplified procedures and smart tools for real-time guidance.
In a real life situation, the whole crew would be involved in the management of the injured individual. Our study design did not include any role for the other four team members, which again could be seen as a poor representation of the reality and did not allow to assess team-working skills. More advanced studies integrating this protocol into complete surgical procedures with more complex scenarios involving several simultaneous participants are planned. The short delay between the familiarization session and the actual simulation (4–6 days) could be criticized, because it could have helped with recalling. Because the crew rotations at the MDRS are only 2 weeks long, it was not technically feasible to extend this delay.
The validity and applicability of some of the results can be questioned. During the sessions, no desaturation occurred, but the reader must be aware that preliminary checks of the software revealed particularly slow desaturation times. With the appropriate preoxygenation, blood saturation reached 90 % after 8 min 55 s. Nevertheless, the longest apnea time in our study was 4 min 10 s, which is well below the physiological reserve . The median time to incision of just above 11 min is most likely a poor estimate of how long it would take in an actual situation, because all the preparatory phases were skipped in our study. This task would require a significant amount of time for someone with no medical training, while carrying a substantial risk of error, for example in the drug dilution.
Finally, the main limitation of this study lies in the environment and the stress experienced by the participants. The breadth of the challenges posed by a situation like this happening during an actual mission is impossible to reproduce. Besides their multiple skills, astronauts are also selected for their ability to handle extreme stress, and it is undeniable that they would be among the best candidates, besides actual physicians, to be able to perform such advanced and invasive medical procedures in the most remote setting ever explored by humankind .
The study design was able to reproduce many of the expected constraints to medical care delivery during a space exploration mission. The results suggest that non-medical personnel with minimal training may be able to perform the first steps of a basic anaesthetic procedure in a safe and efficient manner in an isolated environment with minimal equipment. The anaesthetic management of a bleeding and unstable patient encompasses many other factors that were simplified or bypassed in this preliminary pilot study, which nevertheless strengthens the validity of the simplified anaesthesia procedures developed specifically for space exploration missions. Personnel with limited medical training may be able to perform safely invasive procedures, which is in line with the current practice in many austere environments throughout the world. Astronauts are undeniably among the best candidates to be able to achieve such a challenging task. Further studies integrating this protocol into a comprehensive scenario are planned and will provide valuable input in designing medical systems for future space exploration missions.
Anaesthetists’ Non-Technical Skills
Health and Safety Officer
Mars Desert Research Station
MK and SF have jointly designed the study. MK has participated to the simulated Mars mission, ran the experiments, collected the data, drafted iterations of the manuscript and conceived the figures. SF has designed the feedback questionnaire and skills assessment tools, interpreted the data and has drafted and revised the manuscript. All authors read and approved the final manuscript.
Dr Matthieu Komorowski, MD: Anaesthetist and intensivist with full board certification in both France and the UK, MK currently pursues a Master/PhD in medicine and biomedical engineering at Imperial College London. A former research fellow at the European Astronaut Centre and intern at NASA Johnson Space Center, he has proposed simplified anaesthesia protocols for future space exploration missions. He holds additional qualifications in mountain, diving and hyperbaric medicine and his passion for extreme environments has taken him from the side of the race track of Le Mans, to the top of Kilimanjaro, the depths of freezing Siberia and the heat of the Utah desert. Miss Sarah Fleming, BSc (Hons): Holder of a BSc in Physiology and Sport Sciences, SF has worked as a countermeasure specialist at the European Astronaut Centre in Cologne, Germany for 3.5 years. During this period, she was responsible for the preflight preparation, inflight physical training and postflight rehabilitation of several European astronauts. Executive member and secretary of the UK Space Life and Biomedical Sciences Association, she currently studies towards becoming a medical doctor at the University of Leicester.
The authors would like to warmly thank the MDRS crew 133 (Paula Crock, Elizabeth Howell, Joseph Jessup, Pedro Diaz-Rubin and Gordon Gartrelle) for their participation, Professor Gilles Lebuffe and Dr Frédérico Nunes (Anaesthetics department, Huriez Hospital, Lille, France) for providing the mannequin, the U.S. Transportation Safety Administration for returning the mannequin and the Mars Society for enabling this research at MDRS.
MK is the recipient of an Imperial College PhD scholarship.
The authors declare that they have no competing interests.
Written informed consent was obtained from the participants for publication of this manuscript.
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